Broadgate are excited to be parterning with a Regional Bank who are looking for a Compliance TPRM Manager, this role is fully remote based anywhere in the US.
Key Responsibilities:
Conduct comprehensive risk assessments of third-party vendors from a compliance perspective, including BSA and fraud risk.
Develop and implement compliance risk management policies and procedures for vendor oversight.
Monitor regulatory changes and ensure that vendor management practices remain compliant with applicable laws and regulations.
Collaborate with cross-functional teams to assess the compliance capabilities of vendors and provide guidance on risk mitigation strategies.
Lead training and awareness initiatives related to compliance risk management for internal stakeholders.
Prepare and present reports on compliance risks and vendor assessments to senior management and relevant committees.
Act as a subject matter expert in compliance, BSA, and fraud risk management, providing insights and recommendations to enhance our vendor management strategy.
Foster strong relationships with third-party vendors to ensure compliance and effective risk management practices are upheld.
Qualifications:
Bachelor’s degree in Finance, Business Administration, Risk Management, or a related field. A Master’s degree is a plus.
7+ years of experience in Compliance Risk Management, with a focus on BSA and Fraud Risk Management.
Minimum 5 years of experience at a Bank, financial institution, larger corporation, or a fintech
. Relevant compliance certifications (e.g., CAMS, CCEP, CRCP,CRCM, or equivalent) are highly desirable.
Relevant Cyber Risk and/or Third Party Risk Certifications(CRVPM, CTPRA, CERP, CRISC,CISA, CISSP)
Deep understanding on consumer compliance, BSA and Fraud regulations
Familiarity with vendor technology risk assessment controls and associated subdomains (i.e., information security, business continuity, etc.) or similar experience in related IT-audit or IT-audit support roles
Familiarity with the current regulatory environment on Technology-related Vendor Risk for financial institutions, i.e., OCC 2013-29, FFIEC BRP/DR Handbook, FDIC guidance.
Proven experience in third-party risk assessment and vendor management.
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